Financial Sector Regulations
We have extensive experience in financial regulations. We provide services to banks, financial institutions, and companies utilizing financing.
The Wierzbicki&Co team has a deep understanding of the highly regulated financial sector and supervisory requirements. We advise, among other things, on banking law and capital markets, from preparing and negotiating credit documentation to debt restructuring and issuing financial instruments. By combining legal expertise with a business-oriented approach, we provide comprehensive support – helping clients meet the requirements of the Polish Financial Supervision Authority (KNF) and other regulators. We focus on minimizing legal risk; our advice incorporates the latest EU and national regulations, ensuring clients’ compliance with legal provisions and industry standards.
Selected projects
01
Long-standing advisory services for a number of retail banks
Long-standing advisory services for a number of retail banks operating in Poland, covering various regulatory requirements, including contractual documentation, collateral management and valuation, accounting requirements, concentration limits, banking activities, and consumer finance.
02
Training for banks and insurance companies
Training for banks and insurance companies on obligations related to the sale of financial products (including counteracting mis-selling).
03
Advisory services for insurance companies
Advisory services for insurance companies concerning various regulatory requirements, including general obligations related to insurance activities, accounting obligations, contractual documentation, collateral management and valuation, and bancassurance.
04
Advisory services for companies listed on the Warsaw Stock Exchange
Advisory services for companies listed on the Warsaw Stock Exchange regarding obligations related to regulated trading, including the dematerialization of securities, admission of securities to trading, reporting obligations (including MAR Regulation, insider trading), and accounting standards.
05
Advisory services for corporate bond issuers
Advisory services for corporate bond issuers (both in regulated and unregulated trading) regarding obligations related to bond issuance, bond rollovers, bond payment execution, and corporate bond restructuring.
06
Advisory services and training on regulatory obligations
Advisory services and training on regulatory obligations related to investment advisory and trading in securities listed on the regulated market.